Our Senior Consultants

Former bank regulator and partner of a national CPA firm with expertise in bank regulatory compliance, Bank Secrecy Act, AML, CRA and fair lending.

This senior consultant has extensive financial institution risk management experience as a partner of a public accounting firm, an executive at a large bank holding company, and a bank regulator. His experience includes assisting hundreds of financial institutions with regulatory risk management issues such as deposit compliance, lending compliance, CRA, fair lending and BSA/AML. He has an established track record of achieving results with financial services clients and a progressive career history.

His core expertise is in all matters related to bank regulatory compliance over the past 26 years. Early in his career, fair lending and loan compliance were the primary topics. He worked extensively on projects identifying fair lending risks and mitigating fair lending regulatory matters. During the post-9/11 focus on the Bank Secrecy Act and AML, he was involved in many high profile AML consulting engagements and was engaged by a national trade association to assist with identification of preferred AML vendors.

 

He has worked with many community banks, regional banks and top tier banking organizations. His clients have included technology vendors, law firms and major state and national trade associations. He is a published national subject matter expert in regulatory risk management topics for banks and an accomplished speaker and lead instructor at two national compliance schools.